Week |
Subject |
Related Preparation |
1) |
• Syllabus
• Financial Market
• Types of Financial Markets
• Financial Markets by Type of Financial Instruments
• Financial Markets by Maturity of Financial Instruments
• Financial Markets by Whether Financial Instruments Are Newly Issued or Previously Issued
• Financial Markets by Delivery Process of Financial Instruments
• Financial Markets According to the Organization of Financial Markets |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
2) |
• Capital Market Activities
• Investment services and activities
• Ancillary services
• Trading Intermediation Activity
• Individual Portfolio Management Activity
• Investment Advisory Activity
• Public Offering Intermediation Activity
• Storage Service |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
3) |
• Ancillary Services and Activities
• Providing Consultancy Services Related to Capital Markets
• Providing Credit or Lending and Providing Foreign Exchange Services
• Providing General Investment Advice
• Providing Services Related to Undertaking Execution
• Providing Intermediary Service in Providing Financing
• Wealth Management and Financial Planning
• Other Services and Activities |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
4) |
• Investment Institutions
• Establishment Conditions of Intermediary Institutions
• Establishment Transactions of Intermediary Institutions
• Operating Conditions and Permission of Investment Institutions
• General Principles and Principles to be Complied with During the Activities
• Decentralized Organizations of Intermediary Institutions
• Branch Opening Conditions
• Conditions for Opening a Liaison Office
• Business and Transactions that Investment Institutions Cannot Do |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
5) |
• Collective Investment Institutions
• Types of Collective Investment Institutions
• Investment Trusts
• Real Estate Investment Trusts
• Venture Capital Investment Trusts
• Securities Investment Trusts
• Mutual Funds |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
6) |
• Real Estate Investment Trusts
• Purpose and Field of Activity of the Partnership
• Limitations on Investment Activities and Investment Activities
• Jobs They Can't Do
• Securities Investment Trusts
• Main Functions of Securities Investment Partners
• Establishment Conditions of Securities Investment Partners
• Qualifications of Founders and Partners of Securities Investment Partners
• Establishment of Securities Investment Partners
• Management of the Securities Investment Partners' Partnership Portfolio
• What Securities Investment Partners Cannot Do
• Venture Capital Investment Trust
• Venture Capital Investment Trust Establishment and Conversion Conditions
• Qualifications of Founders and Partners of Venture Capital Investment Trusts
• Special Conditions Regarding Lead Investor and Lead Investor of Venture Capital Investment Trusts
• Establishment of Operating Conditions of Venture Capital Investment Trusts |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
7) |
• Mutual Funds
• Financial Instruments Subject to Umbrella Fund
• Principles Regarding the Assets of the Fund
• Umbrella Fund Types
• Umbrella Fund Bylaws
• Authority and Responsibility of the Founder
• Establishment of the Umbrella Fund
• Issuance of Fund Participation Shares
• Value of Participation Shares
• Buying and Selling of Participation Shares
• Limits on assets to be included in the fund portfolio and their issuers
• Limitations on Shares of Collective Investment Institutions to be Included in the Fund Portfolio
• Limitations on the Maturity Structure of Assets to be Included in the Fund Portfolio
• Hedge Funds
• Fund Basket Funds
• Termination of Umbrella Fund and Fund |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
8) |
Midterm Exam |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
9) |
• Acquisition of Public Partnership Status
• Corporate Governance Principles
• Registered Capital System
• Donation by Dividend and Bonus Share Distribution
• Dividend Advance
• Disguised Profit Transfer Prohibition
• Partnerships' Own Shares Purchase and Pledge
• Significant Transactions of Partnerships
• Right to Leave
• Takeover Offer
• Obligation of Takeover Bid
• Right to Exclude from Partnership and Right to Sell
• Preferred Shares
• Principles Regarding General Assembly Meetings
• Participation and Voting in the General Assembly Meeting
• Issuance Limit and Authorization of Capital Market Instruments in the Qualification of Debt Instruments
• Liability arising from Public Disclosure Documents |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
10) |
• Issuance of Capital Market Instruments
• Prospectus and Issue Document Conceptual Framework
• Principles of Prospectus Preparation
• General Principles Regarding the Financial Statements to be Included in the Prospectus
• Financial Statements to be Included in the Prospectus
• Application Processes and Principles Regarding the Review of Applications by the Board
• Registration and Announcement of the Prospectus and Announcement of the Issue Certificate |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
11) |
• Sales Forms of Capital Market Instruments
• Methods to be Applied in the Sale of Capital Market Instruments via Public Offering
• General Provisions Regarding Sales Forms Without Public Offering |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
12) |
• Dematerialized Capital Market Instruments
• Accounts
• Issuer Account
• TMCB Account
• Investment Institution Account
• Central Clearing House Account |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
13) |
• Investment Compensation Center
• Duties and Authorities of the Investor Compensation Center
• Personnel of the Investor Compensation Center
• Administration and Representation of the Investor Compensation Center
• Administration and Representation of the Investor Compensation Center
• Revenues of the Investor Compensation Center |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
14) |
• Capital Market Crimes
• Information Abuse
• Market Fraud
• Illegal Public Offering and Unauthorized Capital Market Activity
• Abuse of Trust and Fraud
• Failure to Provide Information and Documentation, Prevention of Audit
• Obligation of Confidentiality |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
15) |
Final Exam |
6362 sayılı Sermaye Piyasası Kanunu ve Tebliğler |
|
Program Outcomes |
Level of Contribution |
1) |
To gain basic knowledge about the basic functions in the field of business administration and to apply them in real life |
4 |
2) |
To use scientific research methods and technology in decision processes of business |
4 |
3) |
Evaluating the effects of political, legal, geographical, economic and technological factors on the competitive structure of the business area with team work and finding the necessary solutions |
3 |
4) |
To be aware of current issues in the field of business and to gain sensitivity to problems |
4 |
5) |
Transmission of written documents such as reports, printouts, internal correspondence orally in an effective manner |
1 |
6) |
Defining and analyzing the problem by forming a team within the framework of professional expertise and conceptual knowledge and using leadership qualities |
5 |
7) |
To be able to relate to other areas of business administration, to be aware of global and social ethical norms |
5 |